PATTON & ASSOCIATES

The European Union's New R&TTE Directive, So What’s Going to Change?

From 8th April 2000, Radio and Telecommunications Terminal Equipment (R&TTE) manufacturers will be able to use the new R&TTE Directive to demonstrate product compliance with relevant protection criteria.

From the point of view of the designer, the manufacturer and the compliance engineer, the questions that must be answered are:

We can best answer these questions by exploring the similarities and differences between the existing Telecommunications Terminal Equipment (TTE) Directive and the up and coming R&TTE Directive.

Comparison Of Old and New Directives

The current TTE Directive contains measures that require assessment and licensing of equipment by one or more of the EC Notified Bodies, which exist in every Member State.

TTE must be designed to meet certain standards that break down into (what are known as) Essential Requirements for Product Safety and EMC plus Common Technical Requirements (CTRs) for telecom if available. National Telecom Regulations (NTRs) can be applied if no European standard has been written.

Today, TTE must be tested by an accredited laboratory, which must produce a test report that has to be assessed by a Notified Body. A license is awarded by the Notified Body once it is also satisfied that adequate provision has been made to assure ongoing compliance with the TTE Directive. This is achieved by certifying the manufacturing facility or by on going field product checks.

The manufacturer is required to generate a Declaration of Conformity document prior to CE marking the equipment. The ideal is to achieve one-stop testing and licensing in order to allow CE marking and the placing on the market of TTE throughout Europe.

The R&TTE Directive is - what is known as - a "New Approach Directive", meaning that it follows a more streamlined model of conformity assurance based on a "self- assessment system", followed up by some form of market surveillance.

The Directive requires that R&TTE be designed to meet only Essential Requirements based on relevant protection criteria. Telecom specific requirements will be minimized to cover only protection of the network from harm. Where required (particularly for radio equipment), additional harmonized standards will be published in the EU Official Journal to cover certain classes of apparatus. These will provide manufacturers with a basis for presumption of conformity.

Requirements exist within the Directive for Notified Body assessment and marking for certain classes of equipment, such as Radio Equipment using non-harmonized frequency bands. There is also provision for manufacturers to voluntarily submit for R&TTE assessment. Here there is little change from the types of procedures published in the old TTE Directive.

Network operators will now have to publish their interface specifications to enable manufacturers to design R&TTE that will function properly on the various European networks. Manufacturers will be able to choose the criteria to which they design their apparatus and also where they go to conduct testing.

By implication, manufacturers will still have to test their apparatus thoroughly to ensure a base level of compliance and will want to satisfy themselves that their equipment meets a minimum set of operational criteria in order to work in all the European Member States. This may best be achieved by staying with the existing published standards, which would ensure compliant operation on all of the various networks within Europe.

The manufacturer is still required to produce a Declaration of Conformity (listing the test criteria/standards and other evidence of conformity) to be used as the basis for CE marking, but it will no longer be necessary for Notified Bodies to issue a license for most classes of apparatus.

Technical Documentation

One new feature of the Directive is the requirement to produce a Technical File, which must contain full engineering detail of the R&TTE as well as details of test results, methods and standards, as evidence that the product complies with relevant criteria.

Previously, it has been necessary to compile an Approval Submission Document for scrutiny by the Notified Body. Up Front Assessment of the new type of Technical File is no longer required, but the dossier must be available for inspection.

It is foreseen that many manufacturers will be confused as to what the correct contents of such a file should be and whether it will withstand scrutiny and audit by a surveillance authority.

Ongoing Compliance

Ongoing compliance will now be assured by market surveillance; this in itself is quite a departure from the old Directive and brings R&TTE conformity assessment in line with that of other types of ITE which currently fall under the LVD and EMC Directives.

Market Surveillance is not new in Europe. For some time, Authorities in various Member States have been checking that product continues to comply with the LVD, EMC and TTE Directives. In some States, surveillance is pro-active and in others it is complaint driven.

Last year in Sweden, the National Electrical Safety Board carried out checks on 6000 items of apparatus and conducted tests on 400 products. A staggering 33% of the ITE tested failed to comply with the requirements of the EMC Directive.

The UK has operated a complaint driven surveillance program for ITE. During 1998, approximately 1000 items were checked; nearly 4% failed to meet the criteria of either the TTE or the EMC Directives.

In Holland, the statistics for TTE show that 7% of products tested failed to comply with published requirements.

Germany has been the most pro-active in pursuing surveillance, inspecting 40,000 products and testing 2000 product types per annum. 28% of ITE and 16% of TTE products tested failed to meet the criteria of the EMC Directive.

R&TTE Directive - So What’s Going To Change?

From the manufacturer’s point of view, it will still be necessary to:

Today, we have to do all of this under the TTE Directive, but we also have to send the Technical File to the Notified Body for assessment. They will only issue a license if the applicant submits to an up-front factory assessment or signs a contract for product surveillance. In future there will be no assessment or licensing, only surveillance by dedicated authorities.

Manufacturers will still want to measure themselves against a set of criteria, but these will be seen to have shifted from regulatory standard to advisory technical specification. Such relaxation can remove from the designer, the manufacturer and his compliance engineer a standard reference point by which his quality can be judged. If the designer wishes, he can still use the previously published standards as a datum point.

It is foreseen that many manufacturers will want to avoid the penalties of non-compliance by ‘playing safe’ and continue to test at a recognized laboratory thereby enabling them to file evidence of compliance that will withstand external scrutiny.

This will minimize duplication of effort, as it will necessitate adherence to existing procedures but without the need to send in the Approval Submission Documents (and filing fees) to a Notified Body unless their Equipment Class demands it.

Conclusion

In most cases the change to the new Directive brings with it a removal of up-front regulatory assessment and relaxes the need to conform to published standards, but places responsibility upon the manufacturer to demonstrate ongoing compliance. Therefore the big differences are in the reduced number and type of requirements that must be met and the fact that less assessment and product licensing will be undertaken by a fewer number of Notified Bodies. Market surveillance will mean that the manufacturer must continually be seen to be compliant.


History of Legislation. The legislation that has affected R&TTE emerged from different sciences and disciplines. The EC-wide Low Voltage Directive 73/23/EEC (1973) covered safety of all ITE. This Directive was eventually designated by all Member States to cover nationally approved TTE as well as EC-wide approved apparatus. Similarly, the EMC Directive 89/336/EEC replaced national legislation to cover all ITE and TTE. The TTE Directive 91/263/EEC (later to become 98/13/EC) currently covers approval of technically harmonized TTE.

Other Directives that affect us today and have contributed to the new R&TTE Directive include the General Product Safety Directive 92/59/EEC, the Satellite Earth Station (SES) Directive 93/97/EC (later combined with TTE to form Directive 98/13/EC) and the Conformity Assessment Procedures and CE Marking Rules - 93/465/EEC and 93/68/EEC.

 The full title of the R&TTE Directive is: Directive 1995/5/EC of the European Parliament and Council of 9th March 1999 on Radio Equipment and Telecommunications Terminal Equipment and the mutual recognition of their conformity.

A copy of The R&TTE directive may be downloaded here: rtte.pdf


Author biography – John Roche is Managing Director of Patton & Associates (UK) – the European office of Patton & Associates Inc. of Prescott Arizona. Patton & Associates provide Telecommunications Consulting, Design and Type Approval services for Europe, North America and The Pacific Rim.

John Roche can be reached at: roche@patton-assoc.com

For additional information, please visit www.patton-assoc.com

 Last updated: September 15, 1999